Privacy Policy

Client privacy is a top priority at Harvest Financial Advisors

The relationship between Harvest Financial Advisors and our clients is the most important asset of our firm.  We strive to maintain client trust and confidence, which is an essential aspect of our commitment to protect their personal information.  We do not disclose their personal information to anyone unless required by law, at their direction, or when necessary to provide them with our services.  We never rent or sell their personal information to anyone.

Information Collection

Harvest Financial Advisors receives and maintains non-public personal information about clients during the normal course of business from the following sources so that we can better provide advisory services:

  • From clients, on account applications or other forms (paper & electronic), through transactions, correspondence and other communications (i.e., name, address, phone number, email address, social security number, date of birth, and financial information)

Information Sharing

In order for us to provide investment advisory services to clients, it is sometimes necessary for us to disclose their personal information to outside sources (e.g., custodians, regulators, approved third party vendors, accountants).  We conduct due diligence with each source prior to initiating a relationship with them to ensure that our standards are satisfied.

Information Safeguarding

To fulfill our privacy commitment at Harvest Financial Advisors, we have instituted firm-wide practices to safeguard the information that we maintain about clients.  These include:

  • Adopting procedures that put in place physical, electronic and other safeguards to keep their personal information safe
  • Limiting access to personal information to those employees who need it to perform their duties
  • Requiring third party vendors that perform services for us to keep client information confidential
  • Protecting information of our former clients to the same extent as our current clients

At Harvest Financial Advisors, we value client privacy.  If you have any questions, please feel free to contact us.

Certified Financial Planner Board

CERTIFIED FINANCIAL PLANNER™ certification is recognized as the standard of excellence for competent and ethical personal financial planning.

Financial Planning Association

Members commit to objective, client-centered, and ethical financial planning.

Financial Times 300

The Financial Times presents the FT 300 as an elite group. This identifies the industry’s best advisers while accounting for the firms’ different approaches and varied specializations.

Paladin Registry

Paladin Registry provides comprehensive data on financial advisors’ credentials, ethics, and business practices.

MD Preferred Financial Advisor

Financial advisors that are uniquely qualified to work with medical professionals.

2014 Five-Star Professional

The Five Star award goes to professionals who provide exceptional service to clients.

Investor Watchdog

Investor Watchdog researches and monitors high quality advisors.